Tag: Fiduciary

October 19, 2021

Spotting Common Conflicts of Interest: What Every Investor Needs to Know

A conflict of interest is anything that puts the investor at risk for the personal gain of the financial professional. Such conflicts of interest generally put the interests of the professional ahead of the investor, and in some cases can even cause harm to the investor as a result of a financial professional’s outside interests. [...]

Kim Rosenberg
Contributions from: Kim Rosenberg, CFP®

October 18, 2021

Does Your Advisor Really Have Your Best Interests at Heart?

Since the late 1990s, the Internet has enabled broad access to investment information. This, coupled with the rise of discount brokers, has provided cost-effective ways for anyone with a computer to play in the stock market. Companies like Schwab and eTrade have reduced trading fees to zero, and “Robo advisors” like have automated the [...]

Kim Rosenberg
Contributions from: Kim Rosenberg, CFP®